Seneca Advisory invests our own capital in negotiated transactions with companies listed on Nasdaq and the New York Stock Exchange — generally ranging from $1 million to $50 million.
Seneca provides flexible capital solutions to publicly traded companies across a range of industries and capital structures.
Our investment approach is centered on direct principal transactions, efficient execution and structures tailored to the specific needs of each issuer.
Exclusively exchange-listed issuers.
Focused segment expertise.
Right-sized for growth-stage issuers.
Our own capital, our own conviction.
Seneca evaluates each opportunity individually rather than limiting investments to a single financing structure.
Direct investments in registered common equity, including transactions utilizing an issuer's existing effective registration statement.
Negotiated transactions involving the acquisition, restructuring or exchange of existing corporate debt and liabilities for equity or equity-linked securities.
Investments through convertible notes, preferred equity, secured or unsecured loans and other structured securities.
Acquisition of existing promissory notes, loans and other corporate obligations from issuers or existing holders.
Seneca evaluates each opportunity individually rather than limiting investments to a single financing structure.
We work directly with issuers and their advisors to evaluate transactions based on the company's capital structure, objectives and prevailing market conditions.
If you represent a publicly traded company and would like to discuss a potential transaction with Seneca Advisory, provide a brief overview and we'll respond directly — no email required.